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May 31, 2017 – Chicago

9:00-9:30 a.m – Networking and Continental Breakfast 9:30-11:00 a.m – Program Location: Baker & McKenzie LLP | 300 East Randolph Drive | Suite 5000 |

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SEC3 Upcoming Events

Don’t miss the opportunity to meet with us in person to discuss the topics that matter most to you. SEC3 is teaming up with industry

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SEC3 Newsletter

Commentary: How Compliance Officers & Firms Can Help Limit CCO Personal Liability This article originally appeared on the Thomson Reuters Regulatory Intelligence subscription service for

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