News & Events


2024 Predictions

We hope that everyone is enjoying the new year.  With 2024 underway, we wanted to share our thoughts and predictions on regulatory matters for the

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Happy New Year!

We would like to wish everyone a happy New Year! We hope that everyone had a wonderful holiday season and is well rested. Certainly, lawyers

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2024 SEC Exam Priorities

The SEC is early to the game releasing the 2024 Exam Priorities just eight months after the 2023 Exam Priorities. Aside from the fact that the

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