June 14, 2017 - Compliance Breakfast Briefing

Image of a wonderful breakfast spread on a table with waffles, fruit, and more!

8:30-9:00am – Networking and Continental Breakfast
9:00-10:30am – Program

Location: Willkie Farr & Gallagher LLP | 600 Travis Street | Suite 2310 | Houston, TX

Barry Barbash from Willkie Farr & Gallagher LLP, Graig Vicidomino from Crystal & Company , and John Lukan from SEC Compliance Consultants, Inc. will discuss topics of interest to chief compliance officers.

Topics include:

SEC regulatory, exam and enforcement updates
Liability issues relevant to CCOs and advisers
Considerations when reviewing your E&O/D&O coverage

Click here to register

Photo by Rachel Park on Unsplash

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