Happy New Year!
January 3, 2024
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We would like to wish everyone a happy New Year! We hope that everyone had a wonderful holiday season and is well rested. Certainly, lawyers
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We would like to wish everyone a happy New Year! We hope that everyone had a wonderful holiday season and is well rested. Certainly, lawyers
On Tuesday, November 14, the SEC announced its enforcement results for the fiscal year of 2023. Here is a summary of the results: In terms
On Wednesday, September 6, 2023, the U.S. Securities and Exchange Commission Division of Examinations released a Risk Alert detailing the Division’s examination selection process. For
2023 National NSCP Conference When: October 16-18, 2023 Where: Omni Dallas in Dallas, Texas We are happy to announce our very own our Managing Director,
The SEC not only adopted new rules designed to protect private fund investors this week, but has doubled down and also created a new reporting requirement
On Wednesday, the Securities and Exchange Commission (SEC) proposed amendments to modernize the internet adviser exemption from prohibition on SEC registration for smaller advisers. Investment advisers are
