When: Tuesday, February 21, 2017
Schedule: 11:00am ET / 10:00am CT / 9:00am MT / 8:00am PT / 7:00am AT
Description of Webinar:
The National Society of Compliance Professionals is pleased to host this webinar on “CCO Liability (Part III): Managing Liability: Navigating Indemnities and Insurance Options” sponsored by SEC Compliance Consultants.
In this webinar, panelists will discuss indemnifications and insurance as potential remedies to address the direct financial risks to a CCO. Attendees will learn:
- What terms and conditions should Chief Compliance Officers be aware of with respect to insurance policies and riders?
- Are CCOs still covered once they leave a firm?
- What factors may a board wish to consider in connection with approving or renewing a D&O/E&O insurance policy?
- What are the protections/defenses in place for fund directors?Are CCOs afforded the same protections? Also, is outside counsel ever subject to potential liability?
- Are Fund Directors ever found personally liable or are they covered by fund assets and/or D&O/E&O insurance policies?
- What is the biggest misconception about cyber insurance?
View the Webinar Here
