The SEC in 2024: What Investors Should Know
Castle Hall is pleased to continue its series of Due Diligence University webinars with an event in conjunction with the team at SEC Compliance Consultants (SEC³), one of the industry’s leading firms of compliance consultants.
As we look to 2024, the alternative asset industry will see significant change driven by new SEC rule making, inspections, and the regulator’s enforcement agenda. In this session, Chris Addy, Castle Hall’s President and CEO, will discuss key issues with the SEC Compliance Consultants (SEC3) team:
- Preparation for the Private Funds rule – and what will happen with the manager pressure group lawsuit?
- The new Cyber Security rule
- The inspection agenda for 2024
- Lessons learned from recent enforcement action
When: Tuesday, November 28, 2023 at 10:00 AM – 11:00 AM (EST)
Where: Online (Live) – REGISTER HERE
Please join our Managing Director, John Lukan as he will look to 2024 and discuss the key issues that the alternative asset industry faces from regulators.
For more information please go to Castle Hall’s website or click here to register.
