February 14, 2023 No Comments

Last week, the SEC’s Division of Examinations (the Division) announced its 2023 National Exam Priorities. The SEC identified several broad areas of focus highlighting four

SEC Proposes Amendments to Ethics Rules for Commission Employees

January 31, 2023 No Comments

On January 30, 2023, the U.S. Securities and Exchange Commission (“SEC”, “Commission”) proposed amendments to its ethics rules that govern the Commission’s employees, their spouses,

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2023 SEC Exam Priorities

SEC Proposes Amendments to Ethics Rules for Commission Employees

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