May 2, 2023 No Comments

Last Friday, the Securities and Exchange Commission (SEC) reopened the comment period for its proposed amendments to modernize the rules governing beneficial ownership reporting. The

SEC Proposes Changes to Safeguarding Rule for Registered Investment Advisers

February 16, 2023 No Comments

Yesterday, the SEC proposed rule changes designed to enhance protections of assets managed by Registered Investment Advisers. If adopted, the changes would update the Advisers

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Understanding the Impact of the Proposed Amendments to Beneficial Ownership Reporting

SEC Proposes Changes to Safeguarding Rule for Registered Investment Advisers

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Proposal

Communiques

Understanding the Impact of the Proposed Amendments to Beneficial Ownership Reporting

SEC Proposes Changes to Safeguarding Rule for Registered Investment Advisers

What Can We Do For You?

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