2023 SEC Exam Priorities
In February, the SEC’s Division of Examinations announced its 2023 National Exam Priorities. The following article outlines the SEC3 Team’s take on how compliance officers
In February, the SEC’s Division of Examinations announced its 2023 National Exam Priorities. The following article outlines the SEC3 Team’s take on how compliance officers
Last week, the SEC’s Division of Examinations (the Division) announced its 2023 National Exam Priorities. The SEC identified several broad areas of focus highlighting four