When: December 17th 2014
Where: Drinker Biddle & Reath LLP | One Logan Square, Ste. 2000, Philadelphia, PA 19103
Mark Dowdell Assistant Regional Director in the SEC’s Philadelphia Regional Office, Mary Hansen, Partner at Drinker Biddle & Reath and Irshad Karim, Managing Director at SEC Compliance Consultants, Inc. will discuss
- SEC 2015 Exam Priorities
- Lessons from recent Enforcement Cases and Deficiency Letters
- CCO Liability
Schedule:
9:00-9:30am – Networking and Continental Breakfast
9:30-11:00am – Program
This event is free of charge.
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