When: May 16th 2013
Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room

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Thomas Westle and Janaya Moscony, along with industry experts, will discuss:

• Preparing for NFA Examinations and Filings
• Valuation Concerns
• SEC 2013 Exam Priorities
• FATCA Accounting Issues
  Guest Speaker Adrian Micu, BBD, LLP
• Recent SEC Investigations and Enforcement Actions

Schedule:
9:00-9:30am – Networking and Continental Breakfast
9:30-11:00am – Program

Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.

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