When: October 10th 2013
Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room
Thomas Westle, Partner, Blank Rome LLP, and Janaya Moscony, President, SEC Compliance Consultants, Inc. will discuss:
- SEC 2013 and 2014 Exam Priorities
- Recent SEC Investigations and Enforcement Actions
- JOBS Act; both the adopted rules (general solicitation; bad actors) and the proposed rules
Schedule:
9:00-9:30am – Networking and Continental Breakfast
9:30-11:00am – Program
Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.
