- 9:00-9:30 a.m – Networking and Continental Breakfast
- 9:30-11:00 a.m – Program
Location: Baker & McKenzie LLP | 300 East Randolph Drive | Suite 5000 | Chicago, IL 60601
Kristin Gonzalez and Jerome Tomas from Baker McKenzie, Graig Vicidomino from Crystal &Company, and Janaya Moscony from SEC3 will discuss topics of interest to chief compliance officers.
Topics include:
- SEC regulatory, exam and enforcement updates
- Liability issues relevant to CCOs and advisers
- Considerations when reviewing your E&O/D&O coverage
