- 8:30-9:00am – Networking and Continental Breakfast
- 9:00-10:30am – Program
Location: Willkie Farr & Gallagher LLP | 600 Travis Street | Suite 2310 | Houston, TX
Barry Barbash from Willkie Farr & Gallagher LLP, Graig Vicidomino from Crystal & Company , and John Lukan from SEC Compliance Consultants, Inc. will discuss topics of interest to chief compliance officers.
Topics include:
- SEC regulatory, exam and enforcement updates
- Liability issues relevant to CCOs and advisers
- Considerations when reviewing your E&O/D&O coverage
