When: April 13, 2016
Where: Blank Rome LLP | The Chrysler Building | 405 Lexington Avenue | New York, NY 10174
22nd Floor Boardroom
Thomas Westle and Janaya Moscony, along with industry experts, will discuss topics of interest to Chief Compliance Officers.
Topics include:
- Recent SEC Exams
- Recent Enforcement Cases
- SEC Regulatory Updates
Schedule:
9:00-9:30 a.m.: Networking and Continental Breakfast
9:30-11:00 a.m.: Program
Space is limited. Due to the overwhelming interest in these events, we are inviting only Chief Compliance Officers and their staff.
Click here to register.
