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Regulatory Roundup for February and March 2025

April 7, 2025 No Comments

Stay informed with our February–March 2025 Regulatory Roundup, featuring practical insights on key SEC developments, including updates to the Marketing Rule, crypto regulation, and Rule 506(c) under Regulation D.

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7 Ugly Truths About Compliance: a Primer for New Chief Compliance Officers

March 26, 2025 No Comments

Being a Chief Compliance Officer is an important job but before you accept the offer, there a few things you should know. Enjoy!

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Regulatory Roundup for January 2025

January 31, 2025 No Comments

Welcome to our January 2025 Regulatory Roundup, where we provide practical advice on the latest regulatory headlines.

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