When: October 7th 2013 Where: Drinker Biddle & Reath LLP | One Logan Square, Ste. 2000, Philadelphia, PA 19103 Mark Dowdell Assistant Regional Director in the
When: October 10th 2013 Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room Thomas Westle, Partner, Blank Rome LLP, and
When: June 3rd & 4th, 2013 Where: Grand Hyatt – 109 East 42nd St. New York, New York Linda Smith will participate in a panel
When: March 12-14th, 2013 Where: Hyatt Regency Coconut Point, Bonita Springs, Florida Janaya Moscony, President & CEO of SEC3, will be presenting on Compliance. SECCC
When: April 21-24th, 2013 Where: Ritz Carlton – Grand Cayman Linda Smith; Managing Director of SEC Compliance Consultants, will moderate a panel addressing NFA/CFTC Latest Developments
When: November 20th, 2012 – 9:00 am to 11:00 am Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room When: November 20th, 2012
When: October 1st, 2012 Where: The Union League, Philadelphia Janaya Moscony, CEO and President of SEC3, will take part in the Sub-Advised Funds Compliance Forum sponsored
When: October 31st, 2012 Where: The Chrysler Building, Blank Rome, LLP, 405 Lexington Avenue,New York, NY 10174, 22nd Floor Boardroom Chief Compliance Officer Roundtable
When: September 24th, 2012 Where: Loews Philadelphia Hotel Janaya Moscony, President of SEC3, will take part in the panel discussion “Meeting Your Responsibility with Advertising,
When: September 7th, 2012 Where: The Princeton Club, New York City Janaya Moscony, CEO and President of SEC3, will take part in this Form PF
