When: August 6th 2014 Where: Anchin Block & Anchin, 1375 Broadway, New York, NY, 23rd Floor Carol Spawn Desmond, Managing Director at SEC Compliance Consultants,
When: April 29th 2014 Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room Thomas Westle, Partner, Blank Rome LLP, Janaya
When: April 6-9th, 2014 Where: Ritz Carlton, Grand Cayman What: AIFMD: marketing to European investors of non-EU funds by non-EU managers. Linda Smith, Managing Director,
When: April 10, 2014 (8am-5pm) Where: Haynes and Boone, LLP 2323 Victory Avenue, Ste. 700 Dallas, TX 75219 What: Catch up on the latest regulatory
When: April 26-29th, 2015 Where: Ritz Carlton, Seven Mile Beach | Grand Cayman, Cayman Islands What: GAIM Ops Cayman Linda Smith, Managing Director, SEC Compliance
When: February 4th, 2014 Where: The Offices of Ropes & Gray 1211 Avenue of the Americas New York, NY 10036 Join the SEC and SEC
When: Pre-recorded webinar – Nov 19th, 2013 Where: On-site Compliance Policies & Procedures: Samples and Tips to Establish and Maintain a Manageable Process It’s one
When: November 12-14th, 2013 Where: Crowne Plaza Paris République, Paris Linda Smith, Managing Director of SEC3, will speak on AIFMD issues related to marketing of
When: October 15th and 16th, 2013 Where: The Princeton Club, New York, NY Janaya Moscony, President of SEC Compliance Consultants, Inc, will moderate a panel
When: May 16th 2013 Where: Blank Rome LLP, The Chrysler Building, 405 Lexington Avenue, 22nd Floor Board Room Thomas Westle and Janaya Moscony, along with
