Communiques

Forms SLT, SHC and S are part of the reporting requirements of Treasury International Capital (“TIC”) reporting system administered by the U.S. Department of the

SEC Associate Director Robert Plaze’s April 8th letter to David Massey, President, North American Securities Administrators Association, Inc. (“NASAA“) states, “We anticipate that the Commission

Pay to play is the practice of making campaign contributions and related payments to elected officials in order to influence the awarding of lucrative contracts

We believe the beginning of 2011 is a suitable time to address several key issues facing investment advisers to private funds as they come to

The holidays provide the opportunity for us take a step back from the routine, remind ourselves of our priorities, and gain fresh perspective. Instead of

The effective date for the amended rules pertaining to the new ADV Form Part 2 is today, October 12th, 2010. Fortunately existing advisers have some

Since the adoption of the Private Fund Investment Advisers Registration Act of 2010 on July 21, 2010, we have only registered a handful of private

Our Guide to SEC Registration for Private Fund Investment Advisers is a comprehensive guide to the registration process and ongoing compliance requirements after registration. The

If your firm has never been examined by the Securities and Exchange Commission (“SEC”), your firm may now be shining a little brighter on the

As widely reported and commented upon, on April 16, 2010, the Securities and Exchange Commission (“SEC”) brought charges against Goldman, Sachs & Co. (“Goldman Sachs”)