On July 21st, 2010, the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act, which includes in Title IV, the Private
Private Fund Adviser Registration – A white paper prepared by SEC3 describing the SEC registration process for hedge funds and private equity funds pursuant to the Private
Today, HedgeWorld.com published an article written by Janaya Moscony and Jose Santiago, both of SEC Compliance Consultants, Inc. The article entitled SEC Registration of Private
Risk assessment is a phrase used to describe the process of identifying and estimating the exposure to real and potential risks. Forensic testing is colorful
This past July the SEC published a Compliance Alert summarizing issues found during recent examinations. The following ten discussion items address the top areas addressed
Hedge Fund Registration with SEC – SEC3 Publishes Guide to SEC Registration of Private Fund Investment Advisers. On July 15th, 2009, The U.S. Department of
