SEC3 Welcomes Back Robert Tull, Former SEC Staffer and CCO, as Managing Partner

Robert Tull Managing Partner


SEC Compliance Consultants, Inc. (“SEC3”) is pleased to announce that Robert Tull has joined the firm as a managing partner.  Janaya Moscony, President of SEC3, said, “We are delighted that Rob has re-joined our team. I’ve known Rob for almost 25 years and worked with him at the SEC. He was one of the early consultants I hired when SEC3 was first getting started.  He brings a wealth of experiences as a global CCO, a compliance thought-leader and former NSCP Chair, and a business leader.”

Rob was first part of SEC3 as a senior consultant from 2006 to 2008, before serving as the global Chief Compliance and Risk Officer for CBRE Investment Management Listed Real Assets LLC and the CCO for the CBRE Global Real Estate Income Fund (NYSE: IGR).  Rob also was concurrently the Global CCO for CBRE Global Investors from 2017 to 2018.  Most recently, Rob was an outsourced CCO with Adviser Compliance Consulting and has a compliance coaching and training company, Effective Compliance LLC.  He began his career at the U.S. Securities and Exchange Commission.  Rob has a prominent profile among compliance professionals; he is a former Director and Board Chair for the National Society of Compliance Professionals and a thought leader frequently speaking at conferences and appearing in publications.  Rob was an adjunct professor at the University of St. Thomas School of Law, co-leading the Certified Securities Compliance Professional (CSCP) program.  Rob is a Certified Securities Compliance Professional, Certified Compliance and Ethics Professional, Certified Fraud Examiner, and Financial Risk Manager, and earned a finance degree from Villanova University and a business law compliance degree from Loyola University of Chicago School of Law.